Monitoring & Auditing

In order to maintain the University’s export compliance program and to ensure consistent adherence to U.S. export laws and regulations, the UECO may conduct internal reviews of certain processes and records. The purpose of the reviews is: (i) to identify possible violations; or (ii) to identify deficiencies in training and procedures that will be further addressed by the UECC or any Empowered Official. Export controls staff will conduct regular follow-up queries for each TCP and acknowledgement on file. If deficiencies are noted during the audit, prompt action will be taken to correct the situation.